General Disclosures: 


Form ADV II Brochure 

Part 3 Relationship Summary 

Equus Private Wealth Management, LLC. (Equus) is registered as an investment adviser with SEC and only conducts business in states where it is properly notice filed or is excluded from registrations requirements. Registration is not an endorsement of the firm by securities regulators and does not mean the adviser has achieved a specific level of skill or ability. 

Information presented is believed to be factual and up to date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of any topics discussed. All expressions of opinion reflect the judgement of the authors on the date of the post and are subject to change. All investments and investment strategies have the potential for profit or loss. 

Content should not be viewed as an offer to buy or sell any of the securities mentioned or as personalized financial advice. Please consult your finance professional before deciding to invest. There is no assurance that an investment will provide positive performance over any period of time. Past performance is not indicative of future results. 

Legal and tax advice is general in nature. You should always consult an attorney or tax professional regarding your specific legal or tax situation. Equus is not engaged in the practice of law. 

Hyperlinks on our blog posts or websites are provided as a convenience. We cannot be held responsible for information, services or products found on websites linked to ours. 

Free and simple tools are also available to research investment firms and financial professionals at, which also provides educational materials about broker-dealers, investment advisors, and investing. 


Social Media Disclosures:  

Clicking the Like button is not a testimonial for or endorsement of Equus or any of its investment Adviser Representatives. “Like” is not meant in the traditional sense. Visitors must refrain from recommending investment advisory services or providing testimonials for the firm or its employees, since they are strictly prohibited by securities regulators. Please note that we must delete such posts, since this is a regulatory requirement. If you wish to convey an opinion to us, please send an email to In addition, no comments on our feeds or blogs should be specific security recommendations. Questions about a specific investment or adviser cannot be answered and may be removed from the page.   

If you want to talk munis call us: 970-963-9254